james mcdonald hercules investments wife

Tax Advantages Are a Selling Point for Investment in CRE. By Greg Bartalos February 05, 2021 James McDonald (Courtesy photo) One hundred million viewers are expected to tune into Sunday's Super Bowl between the defending champion Kansas City Chiefs and Tampa . Moneys thrown into the stock market, not just big caps, theres a whole surge of investing that weve seen, maybe with the beginning of the online trading movement, where there are pockets of individual investors who have moved into investing in a way that is creating tons of frothiness. And so, the gains that weve seen have come based on an enthusiasm and optimism placed across the entire market. Address of QUALITY servIce and relIable guarding, We are constantly workIng and developng to mprove our qualIty of servce. Its clock-striking-midnight dealmaking time at the Justice Department. The complaint also charges McDonald with violating Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, which prohibit certain transactions by investment advisers. It means that sentiment and greed can move a market in the face of asking for fundamental justification in the short term. (Fox News). Our specialization in volatility is what sets us apart because there are many funds and strategies which offer potential gains in a declining market, but as passive indexes or passive strategy, they are bound to lose money when markets are flat or rising. Market data provided by Factset. Thats my personal mission. Yeah. or redistributed. Describe the ideal client profile. In a parallel action, the United States Attorney's Office for the Central District of California announced criminal charges against McDonald. McDonald graduated from Harvard University with a Bachelors degree in Economics. In 2005 he purchased the Houston Wolverines (the Texas Wolverines today), a semi-pro football team, and played for 13 years. McDonald also allegedly raised over $3.5 million for securities trades through the Index Strategy Advisors Fund and misappropriated half of the funds for personal expenses. The economy is slowly reopening and more vaccines are reaching people. In late 2020, McDonald lost between $30 million and $40 million of Hercules client money after adopting "a risky short position" based on his wrong prediction that the stock market would drop. I think all the equity markets are so overstretched that when a risk element enters the market, the selling will be violent and accelerated. When we perform well for the client, we perform well for ourselves. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Questions? Ryan Thomas Gosling (born November 12, 1980) is a Canadian actor. Below are the states with which the firm you selected makes its notice filings. The leader of Pershing X explains why her experience, leadership style, and the support of BNY Mellon, have positioned the new venture to disrupt how wealth managers do business. Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. RIA Intel is part of the Euromoney Institutional Investor PLC group. The gap between corporate profits and GDP, or even corporate profits and equity market prices, is wider than its ever been by a long way. Despite the challenges of Covid, equity markets have pushed to all-time highs on most indexes in a fashion that would suggest there is no risk in the market. In a portfolio with a beta of one, one would enjoy virtually 100% downside protection with an allocation of 15% to the Hercules fund. Resilience is the name of the game, says Mastercard CEO Michael Miebach, We've seen resilience in the U.S. consumer, says Coca-Cola CEO James Quincey, Illinois Governor JB Pritzker: Crime is coming down gradually in the city and it's getting better, Guggenheim CIO: We are predicting the recession to start mid-year, Moderna CEO: We're preparing our FDA filing for our RSV vaccine. Lets wrap up with football. We had to save the economy from going off the cliff with us not being able to operate as normal," McDonald said. Do you still have a 15,000 target on the Dow? Covid-19 continues to spread rapidly and the vaccine rollout has been slower-than-expected, which is a worrisome combination for the economy and the stock market., The discussion will be streamed via Zoom at this link: https://us02web.zoom.us/webinar/register/WN_guvDkdmgQcy4-HcSuTnb1Q. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. Get all the stories you need-to-know from the most powerful name in news delivered first thing every morning to your inbox. Hercules Investments provides a growth option for investors who need gains and growth, but we offer an element of downside risk protection because equity markets are disconnected from what we know is GDP contraction, debt, and all the uncertainty that comes along with a mutating virus. Hercules CEO, CNBC Pundit 'In Hiding' Amid Securities Fraud Charges James Arthur McDonald Jr. appears to be on the lam as he faces as much as 20 years in prison for allegedly defrauding. scott@strategyvoiceassociates.com, Internet Explorer presents a security risk. Or before an SEC investigator. Absolutely. 165 Broadway 23rd Floor New York City NY, 10006 *by appointment only. JAMES A MCDONALD JR Agent Address 1718 HARRIMAN LN, REDONDO BEACH, CA, 90278 Directors / Officers JAMES A MCDONALD JR, agent Registry Page https://bizfileonline.sos.ca.gov/sear. CHICAGO--(BUSINESS WIRE)--James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, Preparing Investment Portfolios for a 2021 Stock Market Crash, on Thursday, January 14, 2021 at 3pm EST. Data is a real-time snapshot *Data is delayed at least 15 minutes. No, Brent Kovars mother didnt have an artificial intelligence supercomputer in her basement, the SEC says. Founded on May 26, 2005, GESCO provides private and corporate security services in various regions of the country including Baku, in accordance with the requirements of ISO 9001, ISO 14001, ISO 45001. McDonald, who faces up to 20 years imprisonment if convicted, is believed to be in hiding, the U.S. Attorneys office said in a news release. Quant Research-Driven Investment Strategies For Investors Seeking Active Portfolio Management. The SEC appreciates the assistance of the U.S. Attorney's Office, the Federal Bureau of Investigation, and the Internal Revenue Service-Criminal Investigation Division. PHILADELPHIA COP WHO SHOT UNARMED BLACK MOTORIST BEGINS TRIAL. When typing in this field, a list of search results will appear and be automatically updated as you type. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC, a Los Angeles-based Registered Investment Advisor.Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. The fund is for qualified investors only, and as such mimics many of the features of a hedge fund strategy. James Arthur McDonald Jr., 50, ran two Los Angeles-based investment firms called Hercules Investments and Index Strategy Advisors. Charles Canter will lead the litigation. McDonald was CEO of Index Strategy Advisors from 2010 until 2019, when he founded Hercules, which offers market neutral portfolio management, while specializing in high-growth equity index options for clients. McDonald, who lived in the Los Angeles suburb of Arcadia, is believed to be in hiding, the statement said. "I spoke to Mr Sonn on a complex legal matter. Accounting and Auditing Enforcement Releases. This seriously cut in to his fee income, and CNBC appearance feesoh, yes, he was still bloviating on television about on how people should invest for more than a year-and-a-half after the most spectacular wrong call of his careerapparently dont cover the Porsches or the rent, so he decided to raise some more. Get James McDonald's email address (j*****@post.harvard.edu) and phone number (718848..) at RocketReach. This Book Changed My Life, Fifteen Must-Listen Business Podcasts for Advisors, Celebrity Estates: Jay Leno and Planning for Classic Car Collections. It wasn't immediately clear whether he had an attorney who could speak on his behalf. He last appeared on the network in July 2021. McDonald falsely represented that investor funds would be used to expand Herculess business, lied about the firms financial condition, and failed to disclose that he had promised Hercules clients that the firm would repay earlier losses. Registered in England and Wales. Our strategies offer downside protection and even potential upside gains with protracted market downturns. [USA Today]. (Jun 1986 - Sep 2016) 101 Royal Park Dr. Oakland Park, FL 33309. Instead, the SEC alleges, McDonald misappropriated more than $1 million of the funds for personal expenses, including luxury vehicles and paying rent on his home, and misappropriated more than $2 million of the funds for Ponzi-like payments, payments to his Hercules' investment adviser clients and expenses associated with operating Hercules. The ideal client would have a portfolio of stocks that have appreciated with the market and while offering great growth potential is susceptible to a market downturn. A frequent lecturer and conference speaker, he is a nationally-recognized expert on the topics of macroeconomics, event-driven investing, growth investing, portfolio construction, index investing, exchange-traded funds, digital currencies, and index . Do you have your eyes on any team per se? Contact our office today to discuss your case. Quotes displayed in real-time or delayed by at least 15 minutes. The Hercules Fund aims to generate positive returns during times of rising and falling stock markets. This fund is for qualified investors only. And I think that that is much of whats happened in the macro as well. James McDonald, CEO and Chief Investment Officer of Hercules Investments, will serve as Portfolio Manager of the Hercules Fund. Buckhead Tower, Suite 400 3399 Peachtree Rd. The CEO and chief investment officer of Hercules Investment, a Los Angeles-based RIA, saw his college football career cut short by a catastrophic knee injury that sidelined him for 15 years. In early 2021, McDonald "solicited millions of dollars worth of funds from investors in the form of a purported capital raise for Hercules but misrepresented how the funds would be used and failed to disclose the massive losses Hercules previously sustained," the statement said. Top Hercules Investments Employees James McDonald Chief Executive Officer. Lines and paragraphs break automatically. Because in addition to unemployed, he can also now call himself whistleblower.. - Why volatility as an asset class is key for 2021, Its important for investors to be prepared for stock market volatility, as the economic outlook remains fragile in 2021, McDonald said. Contact me online or call anytime at 844-689-5754 SEC Charges James Arthur McDonald, Jr. and His SEC-Registered Investment Adviser Firm, Hercules Investments, LLC with Offering Fraudulent Securities Sonn Law Staff Oct 05, 2022 Posted in Investment Loss Investigations # James Arthur McDonald Jr. I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. With the Super Bowl around the corner, who do you want to win and who do you think will win? The potential for growth is there, but the conditions for growth are not because we are artificially providing income. AssetMark CEO Charles Goldman tells RIA Intel that he is focused on acquisitions, helping advisors, and the long term. Check out what's clicking on Foxnews.com. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. Prior to ISA he was Director of Strategic Initiatives for the $12 billion AUM Compass BBVA Wealth Management Group where he led the design and execution of brokerage, trust, and insurance strategies serving high net worth and ultra-high net worth clients. Instead, McDonald allegedly misappropriated more than $1 million of the funds for personal expenses, including luxury vehicles and paying rent on his home, and misappropriated more than $2 million of the funds for Ponzi-like payments, payments to his Hercules investment adviser clients and expenses associated with operating Hercules. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. A Division of NBCUniversal. Meanwhile, sophisticated investors including institutional firms, insurance companies, and ultra-high net worth individuals have sought higher returns during growth phases and greater protection during recessionary phases by utilizing derivatives, particularly options," said James McDonald, who also serves as the firm's Chief Investment Officer. Legal Statement. But stimulating growth is impossible if the economy isnt open. That would be a doubling from the low. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American. Then its fine. Our objective is to generate $10 billion for our clients in order for me to buy my football team. If markets rise, our fund is managed to match or exceed that growth based on our ability to go long or short with index options. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. It is a risk-hedged growth mutual fund that captures market appreciation and has the potential for great gains when markets fall. And we know that this isnt how a strong economy operates. Fair question. WealthManagement.com Staff | Nov 05, 2020. Very few recessions and market collapses have recovered in the time period that we saw in 2020. According to the. With this risk in the market, many individual investors have to count on either continued paid stimulus or continued paychecks and loans for small business relief. We want to hear from you. 2023 FOX News Network, LLC. Subscribe to RIA Intels thrice-weekly newsletter.]. // Disclaimer. NE Atlanta, GA 30326 *by appointment only. Each client and each clients case is unique, and no result or outcome is or can ever be guaranteed. We are partnering with Nasdaq to put Nasdaq 100 Volatility Index (VOLQ) into our portfolio in a way where investors who have realized great gains from tech can rest assured knowing that in the event of a potential market downturn, our fund will be able to sustain the impact of a declining market and should provide upside. Market data provided by Factset. If you or your loved one experienced investment losses, we are here to help. Unlike hedge funds, however, a mutual fund is accessible to individual investors and their advisors in a very transparent package. He was direct and asked all the questions that were relevant and provided me with very thoughtful feedback and some useful contacts. "In our view, index options are a far more efficient and low- cost way to implement growth strategies for client portfolios compared with using funds or individual stocks. Lets start with your macro view. How Should HNW Investors Think About Them? My intention when I buy my team is to get on the practice field and hit those guys! James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, 'Preparing Investment Portfolios for a . I would be thrilled to buy the Washington football team because I grew up in Chevy Chase, Maryland. For more information, please see www.hercules-investments.com, Media Contact: Matt Yemma Peaks Strategies 909-633-9396 [emailprotected], Cision Distribution 888-776-0942 "-Sonn Law Group Client. McDonald graduated from Harvard University with a Bachelor's degree in Economics. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC,. The uncertainty around COVID-19 and risks of rising inflation were the impetus for launching the fund. My dream was always to play in the NFL and thats going to be my ticket. This site contains attorney advertising. McDonald also allegedly raised over $3.5 million for securities trades through . I played semi-pro football for 12 years. Greg Bartalos (@gregorianchance) is editor of New York City-based RIA Intel. Hercules Investments was awarded the WealthManagement.com 2020 Alternative Asset Manager of the year. Please note: We are unable to take cases with losses of less than $50,000. Its an all-weather strategy. Im a football player disguised as a portfolio manager. Federal prosecutors charged McDonald with one count of. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market.. Ainslie Simmonds Vision for Pershing X, a Startup Out to Replace Advisor Tech Stacks, Economist Jason Furman Explains How Inflation Snuck Up on Us and Whats Ahead in 2022, A Mountaineer CEO Talks Infinity Multiples, Thrill-Seeking, and How Advisors Need to Change, Modern Slavery Act Transparency Statement. With interest rates so low, what do you make of the TINA argument, which asserts there is no alternative to stocks? Its two and 20 (fee arrangement) ensures that our portfolio management is in alignment with the profit objectives of the client. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings.